Compliance Officer

Company: 
Adlard Limited
Main info
March 13, 2018
Location: 
Limassol
Experience: 
2 year(s)
Category: 
Expiration Date: 
Thursday, April 12, 2018
Company Description: 
Holdings Company
Contact Details: 
Contact person: Ekaterina Phone number: +35799249661 Email address: info@valkina.net
Vacancy Description: 
Ensure that internal compliance procedures are in line with CYSEC’s guidelines by developing initiating, maintaining, and revising policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct.
Main Responsibilities: 

 •           Manage the compliance department and ensure that the team receives adequate training to successfully manage internal compliance procedures.  •           Prepare/Review and promptly submit online to CYSEC all compliance mandatory reports.•           Follow CYSEC’s circulars and develop and periodically review and update Standards of Conduct to ensure continuing currency and relevance in providing guidance to employees.•           -To coordinate operational activities so as to maintain compliance with legal and requirements; identifying compliance issues•           -Prepare and submit compliance reports to the Board of Directors and regulatory bodies•           -Enforce organization standards, policies and procedures•           -Research regulations by reviewing regulatory bulletins and market standards behaviour•           -Comparing electronic data with data provided in the original form•           -Conducting KYC verification process for corporate clients and counterparties•           -Conduct compliance monitoring of clients and third parties KYC•           -Prepare agreements with employees, clients, 3rd parties to ensure comply with legal requirement•           -Consulting services to EU and on-EU based regulated entities to ensure that they are compliant with the relevant and current regulatory requirements

Main Requirements: 

Degree in Law, Finance, Economics or any other relevant field-At least 2 years of experience in a similar position in a CIF-Fluency in English-Experience with CySEC reporting-Very well organized with attention to detail-Excellent managerial skills